Sponsored Education Online: Make Your Practice Automatically Audit-Ready!
CPE CE Credit Approvals
The recommended number of CPE credit hours is: 1
The Society of Financial Service Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
The Society offers programs at intermediate to advanced levels of continuing professional education. Although no pre-requisite course or advanced preparation is needed to participate in any program, knowledge of, or experience in, the program topic is required.
The Society's Refund Policy states that a refund may be given in most circumstances, less a $50 service fee. For more information regarding administrative policies on complaints and refunds, please contact our office at (800) 392-6900.
The following State Boards of Accountancy will accept CPE credit from National Registry Sponsors:
There are no formal registration requirements for course providers in the balance of the states.
Note: CE Credits are not available for this program.
Being an advisor in today's financial environment isn't easy. If you're like me, you're working harder than ever and, with the economy the way it is, it's not getting any easier. The last thing you need is to be blindsided by a surprise audit! That's what happened to me recently. But the internal system I created (originally to help me do more with less and increase my productivity) made me automatically audit-ready! After I got over the initial shock from the email, I simply had my staff download everything the auditor requested and I was done! Now it's in the cloud for everyone to use.
Attendees will learn:
Featured Speaker:Roger Kiger, CFP, is the founder and owner of Visionary Horizons Wealth Management, A Community Family Office™ in Knoxville, Tennessee. Visionary Horizons, LLC is a highly specialized investment management firm focused on individualized investment strategies for high net worth clients. Visionary Horizons specializes in financial planning and manages approximately $50 million in assets. The company has client accounts in 6 states and the District of Columbia.
In addition, Roger also owns Visionary Horizons Practice Builder, a practice management firm established to increase the level of professionalism and efficiency for Registered Investment Advisory Firms nationwide. Visionary Horizons Practice Builder assists RIA firms and investment advisors by providing a cloud-based platform for electronic client files, contact management, and business operations and has currently filed applications for two patents.
In addition to being a CFP, Roger also currently holds a series 7, and series 66 license in addition to various insurance licenses in TN, NC, and OH. He has over 15 years experience in the financial industry managing high net worth client assets for two regional banks and institutional firms.