The Rising Tide in Standards of Care: How to Stay Afloat in Turbulent Seas
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A Video Teleconference (VTC) produced by the Society of FSP. VTCs are educational programs streamed over the Internet and hosted by local Chapters.
National Broadcast Dates:
May 18, 2011 1:00 p.m. – 3:15 p.m. ET
*Chapters can offer programs on national broadcast dates or a date of their own choosing. Each Chapter also determines the cost and location for its program. The list of Chapters that have purchased this VTC is below. Contact them directly to get the details. If your Chapter is not listed, contact your Chapter about its plans to present this program.
If case you haven't heard, there's a sea-change a-comin'. This program is an in-depth discussion of the "suitability" versus "fiduciary" standard of care issue as it relates to life insurance producers, estate planners, investment managers, and other financial service professionals. Topics include how the standards differ, what is expected of producers, and the applicability of FINRA Rules of Conduct to the source of funds used to purchase financial products such as life insurance and annuities. The distinguished panel includes Dick Weber, an authority on ethics and suitability, Ben Baldwin, Jr., recipient of the prestigious Loren Dunton Award, presented by the National Association of Insurance and Financial Advisors (NAIFA), for significant contributions as an agent, author, leader, educator and financial planner, and John Olsen, expert on annuities and an outspoken advocate for suitability. All three panelists are members of the FSP Fiduciary Task Force charged with providing guidance to Society members on standards of care, suitability, and compliance with SEC regulations. Case studies on suitability and fiduciary standards are included.
Attendees will get answers to these and similar questions:
Podcast by Dick Weber, MBA, CLU, AEP: The Controversy over Fiduciary: Raising the Bar toward Higher Standards of Care
Who should attend?
Life insurance producers, registered reps, estate planners, financial planners, investment advisors, and retirement counselors.
Panel of Experts
If you have a problem contacting your local chapter, call 800-392-6900 (M-F, 9 a.m.- 4:30 p.m. ET ) or contact us via e-mail at Info@FinancialPro.org